Direct Data Entry-No Change in the 5010 Final Rule

In the August 17, 2000 Final Rule for Standards for Electronic Transactions, direct data entry was defined as “direct entry of data (for example, using dumb terminals or web browsers) that is immediately transmitted into a health plan’s computer.” [65 Federal Register 50367] An exception for direct data entry was articulated in the August 17, 2000, Final Rule: A health care provider electing to use direct data entry offered by a health plan to conduct a transaction for which a standard has been adopted under this part must use the applicable data content and data condition requirements of the standard when conducting the transaction. The health care provider is not…

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Contingency Plan: Data Backup-What to Do and How to Do It

In our series on the HIPAA Administrative Simplification Security Rule, this is the first implementation specification for the Administrative Safeguard Standard (Contingency Plan). This implementation specification is required. As HIPAA.com has noted in earlier postings, with enactment of the American Recovery and Reinvestment Act of 2009 (ARRA) on February 17, 2009, business associates also will be required to comply with the Security Rule standards, effective February 17, 2010. What to Do Establish and implement procedures to create and maintain retrievable exact copies of electronic protected health information. How to Do It Covered entities must backup electronic protected health information on a regular basis. When a computer system fails, it may…

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Contingency Plan: Sample Policy and Procedures

This is the seventh Administrative Safeguard Standard of the HIPAA Administrative Simplification Security Rule. It has five implementation specifications: Data backup plan; Disaster recovery plan; Emergency mode operation plan; Testing and revision procedures; and Applications and data criticality analysis. The first three are required; the last two are addressable. Addressable does not mean optional. Rather, an addressable implementation specification means that a covered entity must use reasonable and appropriate measures to meet the standard. Further, as HIPAA.com has noted earlier, business associates also will be required to comply with the Security Rule standards, effective February 17, 2010. HIPAA.com will outline What to do and How to do it for each…

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Contingency Plan-What This HIPAA Security Rule Administrative Safeguard Standard Means

This is the seventh Administrative Safeguard Standard of the HIPAA Administrative Simplification Security Rule.  It has five implementation specifications:  Data backup plan; Disaster recovery plan; Emergency mode operation plan; Testing and revision procedures; and Applications and data criticality analysis.  The first three are required; the last two are addressable.  Addressable does not mean optional.  Rather, an addressable implementation specification means that a covered entity must use reasonable and appropriate measures to meet the standard.  Further, as HIPAA.com has noted earlier, business associates also will be required to comply with the Security Rule standards, effective February 17, 2010. If a fire swept through a covered entity’s facility, the covered entity would…

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One Week from Today: 5010/D.0 Final Rule Effective Date

They’re coming: the Ides of March (the 14th); NCAA Basketball Tournament Announcement (the 15th); St. Patrick’s Day (the 17th); and 5010/D.0 Final Rule Effective Date (the 17th). If you are a covered entity, Level 1 testing begins Tuesday, March 17, 2009. Here are five things you need to do to start. Conduct a Gap Analysis. What do I need to do to become compliant on January 1, 2012? That date sounds far off, but it will be here before you know it. Unlike previous transaction contingency periods for covered entities and their trading partners, HHS has indicated that there will be no tolerance for those not ready. Read the final…

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Security Incident Procedures Response and Reporting: What to Do and How to Do It

This is the sixth Administrative Safeguard Standard of the HIPAA Administrative Simplification Security Rule. This is its one implementation specification, Response and Reporting, which is required for compliance. As we have noted in earlier postings, with enactment of the American Recovery and Reinvestment Act of 2009 (“ARRA”) on February 17, 2009, business associates also will be required to comply with the Security Rule standards, effective February 17, 2010. What to Do This standard requires that the covered entity implement response and reporting policies to address security incidents. A security incident is defined as “the attempted or successful unauthorized access, use, disclosure, modification, or destruction of information or interference with system…

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Security Incident Procedures: What This HIPAA Security Rule Administrative Safeguard Standard Means

This is the sixth Administrative Safeguard Standard of the HIPAA Administrative Simplification Security Rule. It has one implementation specification:  Response and Reporting, which is required for compliance. As we have noted in earlier postings, with enactment of the American Recovery and Reinvestment Act of 2009 (“ARRA”) on February 17, 2009, business associates also will be required to comply with the Security Rule standards, effective February 17, 2010. This safeguard standard and its implementation specification require covered entities to establish policies and procedures to respond to security incidents and to report them. A security incident is defined as “the attempted or successful unauthorized access, use, disclosure, modification, or destruction of information…

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Information Access Management: Access Establishment and Modification-What to Do and How to Do It

In our series on the HIPAA Administrative Simplification Security Rule, this is the third implementation specification for the Administrative Safeguard Standard (Information Access Management). This implementation specification is addressable. Remember, addressable does not mean “optional.”  Rather, an addressable implementation specification means that a covered entity must use reasonable and appropriate measures to meet the standard. Further, as we have noted in a posting last week, with enactment of the American Recovery and Reinvestment Act of 2009 on February 17, 2009, business associates also will be required to comply with the Security Rule standards, effective February 17, 2010. What to Do Implement policies and procedures that, based upon the covered entity’s…

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Information Access Management: Access Authorization-What to Do and How to Do It

In our series on the HIPAA Administrative Simplification Security Rule, this is the second implementation specification for the Administrative Safeguard Standard (Information Access Management). This implementation specification is addressable.  Remember, addressable does not mean “optional.”  Rather, an addressable implementation specification means that a covered entity must use reasonable and appropriate measures to meet the standard.  Further, as we have noted in a posting last week, with enactment of the American Recovery and Reinvestment Act of 2009 on February 17, 2009, business associates also will be required to comply with the Security Rule standards, effective February 17, 2010. What to Do Implement policies and procedures for granting access to electronic protected…

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